AUSTIN

609 Castle Ridge Road
Suite 315
Austin, Texas 78746
Office:     512.494.1003
Fax:         512.233.5353

SAN ANTONIO

7373 Broadway, Suite 108
San Antonio, Texas 78209
Office:     210.826.2424
Fax:         210.579.7177

FAQs

 

  1. How long have you been in business?

    Titleist Asset Management, Ltd. (TAM) registered with the National Association of Securities Dealers (now FINRA), Texas State Securities Board, and the Municipal Securities Rulemaking board in August 2003.

  2. Which organization oversees and regulates your firm

    Titleist Asset Management, Ltd. is a broker/dealer registered with the Financial Industry Regulatory Authority (FINRA), Texas State Securities Board, Municipal Securities Rulemaking Board, and the Securities & Exchange Commission (SEC).

  3. What type of accounts do you offer?

    TAM offers services to  individuals, institutions, charities, trusts, foundations, savings and corporate retirement plans

  4. Is my personal and account information confidential?

    Yes. By law we cannot disclose any of your personal or account information to anyone without your consent. We regard our client's information as highly confidential and take this matter very seriously. TAM's privacy policy statement is available on our website.

  5. Does Titleist Asset Management, Ltd. custody my assets?

    No. TAM is an introducing broker/dealer that custodies assets at clearing firms such as National Financial Services, LLC (NFS). National Financial Services, LLC is a wholly owned subsidiary of Fidelity Investments Company.

    pdfNFS History
    pdfNFS Asset Protection